Our Team
Mike Stern, Agent, Recruiter, Builder & Creator.
Bear Stearns, Global Head of Recruitment & Significant Producer
Jefferies, Founding Member & Senior Managing Director of Wealth Management, Asset Management, Institutional Fixed Income & Middle Markets Equity
UBS Warburg, Founding Member, Executive Committee & Global Head of Sales of the Wealth Management business, Corporate Executive Services & Middle Markets
Prudential Special Accounts Division, Founding Member, Senior Managing Director, encompassing HNW, International, Corporate Executives & Middle Markets
Oppenheimer, Divisional Head Northeast US & Senior Managing Director
RBC Wealth Management, BDAC advisory committee to senior management
Former Financial Advisor & Manager, “On Wall Street” Top 10 Manager in US
Recruited, Managed (national & branch level), Produced Successfully
Lori Marcus, Transitions Specialist, Streamliner, Advisor Therapist
Transferred & transitioned over 200 Advisors
Described as “Advisor Therapist”
20 years experience in Operations & Administration
Wealth Management executive team at Jefferies
Wealth Management executive team at UBS Warburg
Ran Administration at Prudential Special Accounts
Executive Director, Administration, Oppenheimer